Kiri

Paldiski mnt 81, 10614 Tallinn

ESTONIA

phone: +372 794 3500

e-post: [email protected]

register code: 70008799

VAT EE101339803

Paju 2, 50603 Tartu www.terviseamet.ee EE891010220034796011

Akadeemia 2, 80011 Pärnu reference number: 2800048574

Kalevi 10, 30322 Kohtla-Järve

UK Health Security Agency

[email protected] Our 28.08.2024 No 13.2-7/24/8634-1

End-user undertaking

To whom it may concern

Attached is the End user undertaking relating to the UK licence application made by UK Health

Security Agency.

Yours sincerely

Birgit Lao

Director General

Attachment: 1 file

Urmas Liivas +372 5803 3816

[email protected]

End-user undertaking (EUU) Required by Export Control Joint Unit (ECJU) for SIEL and SITCL applications on SPIRE.

Guidance for UK Licensees

An undertaking is required when applying for a Standard Individual Export Licence (SIEL) or Standard Individual Trade Control Licence (SITCL) issued by the Department for International Trade. This undertaking is required for end-use control purposes when making a licence application to the ECJU, which administers the export licensing process in the UK. Please note that we will only normally accept undertakings as valid within 6 months of the date of the application. There are 2 types of undertaking form available. Which one you – the licensee – obtain in support of your application depends on how the items will be used. If goods are being shipped (whether via a consignee or not):

• for their end-use or if an end-user is incorporating the goods (such as installing them into another product or higher-level system) – then you should obtain an end-user undertaking (EUU) form

• to be held in stock for future delivery or re-sale – then you should obtain a stockist undertaking (SU) form

The overseas company can choose not to use either form. You should advise them that the UK authorities (that is ECJU) require an original (not ‘digital’) signed and dated undertaking in English on their headed paper providing the same information and assurances.

It is the UK licensee’s responsibility to ensure that:

• the correct undertaking – EUU or SU – is supplied with your licence application to cover the relevant scenario. An incorrect undertaking will not be accepted by ECJU and will need to be resubmitted, which is likely to result in your application being delayed or withdrawn

• all sections of the undertaking are completed legibly and in English (or accompanied by an authorised translation, including header details, if written in a foreign language) by the end-user or stockist end-user on their original official headed paper (where the end-user is a company or a legal entity). The English language translation should be verified by the licensee – the business applying for a licence (a partner, director or company secretary of the firm) or anyone authorised to sign the licence application on behalf of the company. Translations may also be verified by a member of the Institute of Translation and Interpreting or a Notary Public

2

• the undertaking is signed and dated by a person properly authorised by the end- user or stockist end-user organisation to sign on their behalf (the responsible official). ‘Digital’ signatures are not acceptable

• the same responsible official of the end-user or stockist end-user organisation also completes, signs, dates and attaches a covering letter (see Annex A to either EUU or SU Form). This letter must be on their original official headed paper. It should also be accompanied by an authorised translation if written in a foreign language (please see above regarding verification of authorised translations). If the end-user or stockist end- user is an individual then the documents do not have to be on letter-headed paper

• copies of the relevant form and covering letter are attached to the completed licence application on ECJU’s SPIRE database

• the original EUU or SU together with the covering letter are obtained and kept by you at your premises. These original documents may be requested by ECJU at any time.

• you establish as part of your standard procedures whether the items are being shipped to an end-user or a stockist and forward the relevant guidance to them

• if we request a revised EUU during processing of your application, it should include all of the EUU pages and be newly dated

• you are mindful of references to any unfamiliar abbreviations or acronyms particularly those referring to consignees or end-users. To avoid requests for information (RFIs) from ECJU which might delay your application, acronyms should be spelt out in full

3

Guidance for end-users to complete template and covering letter

This end-user undertaking (EUU) form and annex A must be provided when you order goods which are to be used by you (whether via a consignee or not). Both documents must be completed on your company’s letter headed paper. Please note that if you are an individual these documents do not have to be on letter-headed paper.

Explanation of terminology Please read the following ‘explanation of terminology’ carefully for guidance on completing the EUU form.

1. The UK licensee is the person or body who is either exporting the goods abroad, or brokering the movement of the goods concerned, each of which may be direct to you or via a separate consignee.

2. If not known, the licensee’s reference can be left blank for completion by the licensee. 3. The consignee is the person or body, who is the first recipient of the goods. This can

be yourselves or it can be another person or body within your country or in another country. If you are both the consignee and the end-user, then you must enter your own details in boxes (c) and (d).

4. As the end-user you will be receiving the goods for end-use so boxes (e) and (f) must be completed. If you incorporate the goods into another product or higher-level system, then you are still the end-user for the purposes of the movement of the items.

5. The end-user in this section refers to the entity at the time of shipment. 6. The goods in this section refer to those at the time of shipment. If goods are being

incorporated into another product or higher-level system then this information should be included in Section 3.

7. The UK authorities need to understand what the goods are and so a detailed description of the main item or items is required. If, for example, the main item or items are accompanied by a long list of spares, components or accessories, you should also indicate this in section 2.

8. If the goods are to be ‘incorporated’ by you (installed into another product or higher- level system) then that product/higher-level system, its use and ultimate end-user (which may be within or outside your destination) should be described where known in Section 3.

9. Section 4 must be signed and dated by you as the end-user since you are using the goods mentioned in Section 2. This includes where you incorporate the goods into another product or higher-level system. This section should be signed and dated by a person within your organisation with authority to sign on behalf of the organisation. ‘Digital’ signatures are not acceptable.

10. For an up-to-date list of applicable destinations subject to arms embargoes, visit: Sanctions, embargoes and restrictions.

4

EUU FORM

SECTION 1 – PARTIES

(a) Name of UK Licensee 1

(b) Licensee’s Reference 2

(c) Name of Consignee 3

(d) Consignee’s Address

(e) Name of End-User 4

(f) End-User’s Address

(g) Is the End-user the armed forces or internal security forces of the country? 5 Please DELETE an option: Yes/ No

(h) Specific location where goods will be used or based (if known) and if different from (f) 6

SECTION 2 – GOODS

(a) Quantity of Goods

(b) Description of the goods 7 (for consumable goods, include length of time supplies are expected to last)

(If you need to use continuation sheets, each must carry the licensee’s reference, and must be signed and dated by the same person who signs this form.)

SECTION 3 – END-USE OF THE GOODS

Please set out the specific purposes for which the goods are to be used by the end-user (including, if applicable, where the goods are being incorporated) 8

5

SECTION 4 – END-USER UNDERTAKING 9 (to be completed by the person or body named in 1(e) and 1(f))

We – the person or body named at 1(e) and 1(f) – certify that we are the end-user of the goods described in Section 2, which are to be supplied by the licensee named in 1(a). We further certify that we shall use the goods for the purposes described in Section 3; that the goods will not be used for any purpose connected with chemical, biological or nuclear weapons, or missiles capable of delivering such weapons; that they will not be re-exported or otherwise re-sold or transferred if it is known or suspected that they are intended or likely to be used for such purposes; that the goods will not be re-exported or otherwise re-sold or transferred to a destination subject to UN, EU, UK, OSCE embargo where that act would be in breach of the terms of that embargo10; and that the goods, or any replica of them, will not be used in any nuclear explosive activityi or unsafeguarded nuclear fuel cycleii. Sign here _____________________________ Date ________________ (Signature of official of end user) Print name _____________________________

(Add name of signatory in capitals) Role _____________________________ (Add job title of signatory in capitals) Note

i includes research on or development, design, manufacture, construction, testing or maintenance of any nuclear explosive device

or components of subsystems of such a device. ii includes research on or development, design, manufacture, construction, operation or maintenance of any reactor, critical facility, conversion plant, fabrication plant, reprocessing plant, plant for the separation of isotopes of source or special fissionable material, or separate storage installation, where there is no obligation to accept IAEA safeguards at the relevant facility or installation, existing or future, when it contains any source or special fissionable material; or of any heavy water production plant where there is no obligation to accept IAEA safeguards on any nuclear material produced by or used in connection with any heavy water produced therefrom; or where any such obligation is not met.

6

ANNEX A TO EUU FORM

Model covering letter for end-user undertaking [to be amended where indicated]

[NAME AND ADDRESS OF END USER ON THEIR ORIGINAL HEADED PAPER] [DATE] End user undertaking relating to the UK licence application made by [STATE NAME OF LICENSEE] I attach a completed end-user undertaking made on the EUU Form Yours sincerely [TO BE SIGNED BY THE SAME SIGNATORY WHO COMPLETED AND SIGNED THE END-USER UNDERTAKING (EUU) FORM TOGETHER WITH THEIR ROLE]

7

You may re-use this information (not including logos) free of charge in any format or medium, under the terms of the Open Government Licence. Visit www.nationalarchives.gov.uk/doc/open-government-licence, write to the Information Policy Team, The National Archives, Kew, London TW9 4DU, or email: [email protected] Any enquiries regarding this publication should be sent to: Export Control Joint Unit Department for International Trade 3 Whitehall Place London SW1A 2AW [email protected] 020 7215 4594 If you require this publication in an alternative format, email: [email protected], or call 020 7215 5000.

Paldiski mnt 81, 10614 Tallinn

ESTONIA

phone: +372 794 3500

e-post: [email protected]

register code: 70008799

VAT EE101339803

Paju 2, 50603 Tartu www.terviseamet.ee EE891010220034796011

Akadeemia 2, 80011 Pärnu reference number: 2800048574

Kalevi 10, 30322 Kohtla-Järve

UK Health Security Agency

[email protected] Our 28.08.2024 No 13.2-7/24/8634-1

End-user undertaking

To whom it may concern

Attached is the End user undertaking relating to the UK licence application made by UK Health

Security Agency.

Yours sincerely

Birgit Lao

Director General

Attachment: 1 file

Urmas Liivas +372 5803 3816

[email protected]

End-user undertaking (EUU) Required by Export Control Joint Unit (ECJU) for SIEL and SITCL applications on SPIRE.

Guidance for UK Licensees

An undertaking is required when applying for a Standard Individual Export Licence (SIEL) or Standard Individual Trade Control Licence (SITCL) issued by the Department for International Trade. This undertaking is required for end-use control purposes when making a licence application to the ECJU, which administers the export licensing process in the UK. Please note that we will only normally accept undertakings as valid within 6 months of the date of the application. There are 2 types of undertaking form available. Which one you – the licensee – obtain in support of your application depends on how the items will be used. If goods are being shipped (whether via a consignee or not):

• for their end-use or if an end-user is incorporating the goods (such as installing them into another product or higher-level system) – then you should obtain an end-user undertaking (EUU) form

• to be held in stock for future delivery or re-sale – then you should obtain a stockist undertaking (SU) form

The overseas company can choose not to use either form. You should advise them that the UK authorities (that is ECJU) require an original (not ‘digital’) signed and dated undertaking in English on their headed paper providing the same information and assurances.

It is the UK licensee’s responsibility to ensure that:

• the correct undertaking – EUU or SU – is supplied with your licence application to cover the relevant scenario. An incorrect undertaking will not be accepted by ECJU and will need to be resubmitted, which is likely to result in your application being delayed or withdrawn

• all sections of the undertaking are completed legibly and in English (or accompanied by an authorised translation, including header details, if written in a foreign language) by the end-user or stockist end-user on their original official headed paper (where the end-user is a company or a legal entity). The English language translation should be verified by the licensee – the business applying for a licence (a partner, director or company secretary of the firm) or anyone authorised to sign the licence application on behalf of the company. Translations may also be verified by a member of the Institute of Translation and Interpreting or a Notary Public

2

• the undertaking is signed and dated by a person properly authorised by the end- user or stockist end-user organisation to sign on their behalf (the responsible official). ‘Digital’ signatures are not acceptable

• the same responsible official of the end-user or stockist end-user organisation also completes, signs, dates and attaches a covering letter (see Annex A to either EUU or SU Form). This letter must be on their original official headed paper. It should also be accompanied by an authorised translation if written in a foreign language (please see above regarding verification of authorised translations). If the end-user or stockist end- user is an individual then the documents do not have to be on letter-headed paper

• copies of the relevant form and covering letter are attached to the completed licence application on ECJU’s SPIRE database

• the original EUU or SU together with the covering letter are obtained and kept by you at your premises. These original documents may be requested by ECJU at any time.

• you establish as part of your standard procedures whether the items are being shipped to an end-user or a stockist and forward the relevant guidance to them

• if we request a revised EUU during processing of your application, it should include all of the EUU pages and be newly dated

• you are mindful of references to any unfamiliar abbreviations or acronyms particularly those referring to consignees or end-users. To avoid requests for information (RFIs) from ECJU which might delay your application, acronyms should be spelt out in full

3

Guidance for end-users to complete template and covering letter

This end-user undertaking (EUU) form and annex A must be provided when you order goods which are to be used by you (whether via a consignee or not). Both documents must be completed on your company’s letter headed paper. Please note that if you are an individual these documents do not have to be on letter-headed paper.

Explanation of terminology Please read the following ‘explanation of terminology’ carefully for guidance on completing the EUU form.

1. The UK licensee is the person or body who is either exporting the goods abroad, or brokering the movement of the goods concerned, each of which may be direct to you or via a separate consignee.

2. If not known, the licensee’s reference can be left blank for completion by the licensee. 3. The consignee is the person or body, who is the first recipient of the goods. This can

be yourselves or it can be another person or body within your country or in another country. If you are both the consignee and the end-user, then you must enter your own details in boxes (c) and (d).

4. As the end-user you will be receiving the goods for end-use so boxes (e) and (f) must be completed. If you incorporate the goods into another product or higher-level system, then you are still the end-user for the purposes of the movement of the items.

5. The end-user in this section refers to the entity at the time of shipment. 6. The goods in this section refer to those at the time of shipment. If goods are being

incorporated into another product or higher-level system then this information should be included in Section 3.

7. The UK authorities need to understand what the goods are and so a detailed description of the main item or items is required. If, for example, the main item or items are accompanied by a long list of spares, components or accessories, you should also indicate this in section 2.

8. If the goods are to be ‘incorporated’ by you (installed into another product or higher- level system) then that product/higher-level system, its use and ultimate end-user (which may be within or outside your destination) should be described where known in Section 3.

9. Section 4 must be signed and dated by you as the end-user since you are using the goods mentioned in Section 2. This includes where you incorporate the goods into another product or higher-level system. This section should be signed and dated by a person within your organisation with authority to sign on behalf of the organisation. ‘Digital’ signatures are not acceptable.

10. For an up-to-date list of applicable destinations subject to arms embargoes, visit: Sanctions, embargoes and restrictions.

4

EUU FORM

SECTION 1 – PARTIES

(a) Name of UK Licensee 1

(b) Licensee’s Reference 2

(c) Name of Consignee 3

(d) Consignee’s Address

(e) Name of End-User 4

(f) End-User’s Address

(g) Is the End-user the armed forces or internal security forces of the country? 5 Please DELETE an option: Yes/ No

(h) Specific location where goods will be used or based (if known) and if different from (f) 6

SECTION 2 – GOODS

(a) Quantity of Goods

(b) Description of the goods 7 (for consumable goods, include length of time supplies are expected to last)

(If you need to use continuation sheets, each must carry the licensee’s reference, and must be signed and dated by the same person who signs this form.)

SECTION 3 – END-USE OF THE GOODS

Please set out the specific purposes for which the goods are to be used by the end-user (including, if applicable, where the goods are being incorporated) 8

5

SECTION 4 – END-USER UNDERTAKING 9 (to be completed by the person or body named in 1(e) and 1(f))

We – the person or body named at 1(e) and 1(f) – certify that we are the end-user of the goods described in Section 2, which are to be supplied by the licensee named in 1(a). We further certify that we shall use the goods for the purposes described in Section 3; that the goods will not be used for any purpose connected with chemical, biological or nuclear weapons, or missiles capable of delivering such weapons; that they will not be re-exported or otherwise re-sold or transferred if it is known or suspected that they are intended or likely to be used for such purposes; that the goods will not be re-exported or otherwise re-sold or transferred to a destination subject to UN, EU, UK, OSCE embargo where that act would be in breach of the terms of that embargo10; and that the goods, or any replica of them, will not be used in any nuclear explosive activityi or unsafeguarded nuclear fuel cycleii. Sign here _____________________________ Date ________________ (Signature of official of end user) Print name _____________________________

(Add name of signatory in capitals) Role _____________________________ (Add job title of signatory in capitals) Note

i includes research on or development, design, manufacture, construction, testing or maintenance of any nuclear explosive device

or components of subsystems of such a device. ii includes research on or development, design, manufacture, construction, operation or maintenance of any reactor, critical facility, conversion plant, fabrication plant, reprocessing plant, plant for the separation of isotopes of source or special fissionable material, or separate storage installation, where there is no obligation to accept IAEA safeguards at the relevant facility or installation, existing or future, when it contains any source or special fissionable material; or of any heavy water production plant where there is no obligation to accept IAEA safeguards on any nuclear material produced by or used in connection with any heavy water produced therefrom; or where any such obligation is not met.

6

ANNEX A TO EUU FORM

Model covering letter for end-user undertaking [to be amended where indicated]

[NAME AND ADDRESS OF END USER ON THEIR ORIGINAL HEADED PAPER] [DATE] End user undertaking relating to the UK licence application made by [STATE NAME OF LICENSEE] I attach a completed end-user undertaking made on the EUU Form Yours sincerely [TO BE SIGNED BY THE SAME SIGNATORY WHO COMPLETED AND SIGNED THE END-USER UNDERTAKING (EUU) FORM TOGETHER WITH THEIR ROLE]

7

You may re-use this information (not including logos) free of charge in any format or medium, under the terms of the Open Government Licence. Visit www.nationalarchives.gov.uk/doc/open-government-licence, write to the Information Policy Team, The National Archives, Kew, London TW9 4DU, or email: [email protected] Any enquiries regarding this publication should be sent to: Export Control Joint Unit Department for International Trade 3 Whitehall Place London SW1A 2AW [email protected] 020 7215 4594 If you require this publication in an alternative format, email: [email protected], or call 020 7215 5000.